JOSEPH WILLIAM ARNOLD

JOSEPH WILLIAM ARNOLD is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 19435 W CAPITOL DR SUITE 100, BROOKFIELD, WI, 53045.

JOSEPH WILLIAM ARNOLD has worked at LPL FINANCIAL LLC since February 14, 2018

Disclosure History

JOSEPH WILLIAM ARNOLD has 1 Disclosure Event(s).

Date: July 15, 2001
Category: Criminal
Charges: ONE COUNT MISDEMEANOR OBSTRUCTING AN OFFICER - NOT GUILTY Charge Type: MISDEMEANOR
Disposition: CHARGE AMENDED TO IDENTIFICATION CARD VIOLATION ON 9/20/01. PAID $458 FINE ON 9/20/01.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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