JOSEPH JOSEPH BEAUDET

JOSEPH JOSEPH BEAUDET is currently employed as a Broker and/or Investment Adviser at CANTOR FITZGERALD & CO. located at 110 EAST 59TH STREET, 4TH FLOOR DCM, NEW YORK, NY, 10022.

JOSEPH JOSEPH BEAUDET has worked at CANTOR FITZGERALD & CO. since November 15, 2016

Disclosure History

JOSEPH JOSEPH BEAUDET has 1 Disclosure Event(s).

Date: November 15, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $4,923.74
Judgment/Lien Type: Civil
Broker Comment: $4923.74 per month Court ordered Child Support - amended order filed 1/2/2018 - 5875.34 monthly

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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