JOSEPH EMILIO BOULAY

JOSEPH EMILIO BOULAY is currently employed as a Broker and/or Investment Adviser at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located at 30 BRAINTREE HILL OFFICE PARK, STE 106, BRAINTREE, MA, 02184.

JOSEPH EMILIO BOULAY has worked at MUTUAL OF OMAHA INVESTOR SERVICES, INC. since October 12, 2012

Disclosure History

JOSEPH EMILIO BOULAY has 2 Disclosure Event(s).

Date: April 01, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: Over a year ago, I discovered credit cards in my name were outstanding due to a family member. I took over payments, creditor called me to offer a settlement. I accepted.

Date: April 01, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: Over a year ago, I discovered a family member accumulated credit card debt. I took over payments. Creditor reached out for settlement. I accepted.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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