JOSEPH M. BURNS is currently employed as a Broker and/or Investment Adviser at BBVA SECURITIES INC. located at 2850 EAST CAMELBACK ROAD,, #190, PHOENIX, AZ, 85016.

JOSEPH M. BURNS has worked at BBVA SECURITIES INC. since May 16, 2013

Disclosure History

JOSEPH M. BURNS has 1 Disclosure Event(s).

Date: March 16, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THE REASON FOR ME FALLING BEHIND AND NOT BEING ABLE TO PAY THIS DEBT WAS MY INCOME DECREASED FROM $72000 SALARY AND BONUSES TO $44000 WITH NO BONUSES. I AM COMPROMISING THIS ACCT TO PAY LESS THAN OWED TO GET IT RESOLVED AS FAST AS POSSIBLE. 5/19/16 The last payment was received on 4/27/16 and the judgment was satisfied on 5/12/2016. The judgment is listed on another DRP.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JOSEPH M. BURNS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.