JOSEPH DAVID CATALANO is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 590 MADISON AVENUE, NEW YORK, NY, 10022.
JOSEPH DAVID CATALANO has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
JOSEPH DAVID CATALANO has 2 Disclosure Event(s).
Date: March 28, 2003 Category: Customer Dispute Allegations: ALLEGES FC INVESTED HIS ACCOUNT IN HIGHLY SPECULATIVE AND POOR PERFORMING MUTUAL FUNDS. Damage Amount Requested: $58,500.00 Broker Comment: THOMAS MIERSWA IS HANDLING THIS MATTER.
Date: June 13, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE PURCHASE OF A STOCK IN HIS ACCOUNT WAS NOT IN ACCORDANCE WITH HIS INSTRUCTIONSZ FROM 01/01/1999 THROUGH 06/01/1999. Damage Amount Requested: $5,000.00 Broker Comment: THE CLIENT'S CLAIM WAS DENIED.
More Information
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