JOSEPH JOHN CIARAMITARO

JOSEPH JOHN CIARAMITARO is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 325 N. OLD WOODWARD AVE., SUITE 320, BIRMINGHAM, MI, 48009.

JOSEPH JOHN CIARAMITARO has worked at RAYMOND JAMES & ASSOCIATES, INC. since August 08, 2003

Disclosure History

JOSEPH JOHN CIARAMITARO has 2 Disclosure Event(s).

Date: January 17, 2001
Category: Customer Dispute
Allegations: CLIENT ALLEGED UNSUITABILITY WITH THE PURCHASE OF ICG COMMUNICATIONS INC IN HER ACCOUNT. DAMAGES SPECIFIED ARE IN EXCESS OF $16,000.00.
Damage Amount Requested: $16,860.00
Broker Comment: THIS MATTER IS PENDING

Date: August 04, 2000
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGE THAT MR. CIARAMITARO BOUGHT TWO STOCKS AND SOLD SIX OTHERS WITHOUT THEIR PERMISSION ON MARCH 17, 2000. THEY INITIALLY COMPLAINED VERBALLY ON JULY 12, 2000, ALMOST 4 MONTHS AFTER THE ALLEGED INCIDENT. THEY FOLLOWED UP IN WRITING ON AUGUST 4, 2000.
Damage Amount Requested: $13,708.26
Broker Comment: THIS MATTER IS PENDING. THE CLIENT HAS ALLEGED UNAUTHORIZED TRADING ON 8 TRANSACTIONS (2 PURCHASES AND 6 SALES). I (JOE CIARAMITARO) HAD WRITTEN DOCUMENTATION FROM THE CLIENT FOR 4 OF THOSE 8 TRANSACTIONS. AND VERBAL AUTHORIZATION FOR THE OTHER 4. JOE HAD NUMBEROUS DISCUSSIONS WITH THE CLIENT- DURING APRIL, MAY, JUNE AND EARLY JULY - BUT THE CLIENT ALLEDGES THEY WERE UNAWARE OF THE MARCH TRANSACTIONS UNTIL JULY.I SINCERELY HOPE THIS MATTER CAN BE RESOLVED QUICKLY. THE CLIENT ALLEDGES THEY DID NOT OPEN THEIR CONFIRMS OR STATEMENTS FOR 4 MONTHS - BUT JOE SPOKE TO THE CLIENT MANY TIMES IN THE ENTEIM.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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