JOSEPH WESLEY CLEGG is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 5 KACEY CT STE 101, MECHANICSBURG, PA, 17055.
JOSEPH WESLEY CLEGG has worked at CETERA ADVISOR NETWORKS LLC since October 05, 2006
JOSEPH WESLEY CLEGG has 3 Disclosure Event(s).
Date: February 09, 2011 Category: Customer Dispute Allegations: CLIENT'S ALLEGE THAT THE REPRESENTATIVE MISREPRESENTED THE ANNUITIES SOLD TO THEM IN 2008. Damage Amount Requested: $11,159.74
Date: February 28, 2008 Category: Customer Dispute Allegations: REGARDING THE 2002 PURCHASE OF A VARIABLE LIFE POLICY, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING THE PREMIUM MISQUOTE AND GUARANTEES AND RISKS. Settlement Amount: $30,775.15 Broker Comment: REGISTERED REPRESENTATIVE STATES THAT THE POLICY WAS SOLD IN ACCORDANCE WITH REGULATIONS AND COMPLIANCE, AND THE TRAINING HE RECEIVED. REGISTERED REPRESENTATIVE ALSO STATES THAT HE NO LONGER SERVICED THE CUSTOMER'S ACCOUNT AFTER HIS RELATIONSHIP WITH PRUDENTIAL ENDED IN 2006.
Date: March 28, 2006 Category: Employment Separation After Allegations Firm Name: PRUCO SECURITIES, LLC. Termination Type: Discharged Allegations: REGISTERED REPRESENTATIVE INACCURATELY REPORTED PREMIUM INFORMATION IN ORDER TO ENHANCE HIS PRODUCTIVITY AND INCREASE HIS COMPENSATION, AND INSTRUCTED AGENTS UNDER HIS SUPERVISION TO DO THE SAME. Broker Comment: THE ALLEGATIONS IN SECTION 4 ARE FALSE AND MISREPRESENT THE ACTUAL CIRCUMSTANCES INVOLVED. I SOLD PRODUCTS AND LIFE INSURANCE IN ACCORDANCE WITH THE TRAINING I RECEIVED AT PRUDENTIAL, AND FIRM POLICIES AND PROCEDURES. I DID NOT MISLEAD THE CLIENTS OR THE COMPANY.
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