JOSEPH CHARLES DAULT is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 1275 IONE AVENUE, NORTON SHORES, MI, 49441.
JOSEPH CHARLES DAULT has worked at SECURITIES AMERICA, INC. since January 31, 1996
Disclosure History
JOSEPH CHARLES DAULT has 1 Disclosure Event(s).
Date: April 08, 1994 Category: Customer Dispute Allegations: SUITABILITY OF INVESTMENTS (UNSUITABLE).FAILURE TO SUPERVISE. Damage Amount Requested: $34,477.00 Damages Granted: $14,000.00 Broker Comment: AN AWARD OF COMPENSATORY DAMAGES. AMOUNT ASKEDFOR BY CUSTOMER $34,477, AMOUNT AWARDED TO CUSTOMER $14,000.PUNITIVE DAMAGES, AMOUNT ASKED BY CUSTOMER $50,000, AMOUNTAWARDED TO CUSTOMER $0.00. TOTAL AMOUNT WAS PAID BY JOHNHANCOCK.DO YOU BELIEVE YOU ARE BETTER EDUCATED TODAY THANYOU WERE 10 YEARS AGO? IF YOU HAD THE INFORMATION AVAILABLE TOYOU 10 YEARS AGO THAT YOU HAVE AVAILABLE TO YOU TODAY, DO YOUBELIEVE YOU COULD HAVE COMPLETED YOUR WORK MORE ACCURATELY? INTHE MAJORITY OF CASES SUCH AS THIS, THAT JOHN HANCOCK DEALSWITH, THEY CHOSE TO SETTLE OUT OF COURT. HOWEVER IN THISSITUATION, THEY PUT MUCH CONFIDENCE IN THE STRENGTH OF MY WORKAND DECIDED TO SEE THIS ONE THROUGH ARBITRATION. I FELT THISWAS A POSITIVE OF THEIR BELIEF AND SUPPORT OF ME IN MY ABILITYTO CARRY OUT MY WORK AND SERVE MY CLIENTS. WHILE THEARBITRATORS DECISION WAS DISAPPOINTING, IT CAN BE DIFFICULT TOMAKE JUDGEMENTS OF PAST EVENTS EXCLUSIVE OF CURRENT KNOWLEDGEOR INSIGHT.
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