Joseph C DiMattina is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 200 PARK AVE, NEW YORK, NY, 10166.
Joseph C DiMattina has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since January 30, 1992
Disclosure History
Joseph C DiMattina has 1 Disclosure Event(s).
Date: January 15, 1999 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT THE SALE OF AT HOMECOMMON STOCK AND THE PURCHASE OF LSI COMMON STOCK WASINAPPROPRIATE. CUSTOMER INCURRED A LOSS OF $6,374.99. THISOCCURRED AT MERRILL LYNCH. Damage Amount Requested: $6,374.99 Broker Comment: MERRILL LYNCH FOUND CUSTOMER'S CLAIMS TO BEWITHOUT MERIT.MERRILL LYNCH FOUND THAT MR. DIMATTINA'SINVESTMENT RECOMMENDATIONS WERE SUITABLE FOR CUSTOMER'SACCOUNT. MERRILL LYNCH BELIEVES CUSTOMER'S CLAIM IS THERESULT OF OPPORTUNITY LOSSES AND UNREALISTIC PERFORMANCEEXPECTATIONS.
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