JOSEPH DANIEL DONOVAN

JOSEPH DANIEL DONOVAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 123 W SAN ANTONIO, FREDERICKSBURG, TX, 78624.

JOSEPH DANIEL DONOVAN has worked at LPL FINANCIAL LLC since February 25, 2009

Disclosure History

JOSEPH DANIEL DONOVAN has 1 Disclosure Event(s).

Date: March 25, 1991
Category: Criminal
Charges: Theft- B
Disposition: Dismissed
Broker Comment: Confusion over who paid for beer & groceries and who carries it out of the store. Other party did not pay but was with the party when the car was pulled over. Charges were dismissed.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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