JOSEPH T DREW-HUNDLEY

JOSEPH T DREW-HUNDLEY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1055 LPL WAY, FORT MILL, SC, 29715.

JOSEPH T DREW-HUNDLEY has worked at LPL FINANCIAL LLC since April 08, 2016

Disclosure History

JOSEPH T DREW-HUNDLEY has 1 Disclosure Event(s).

Date: July 14, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $4,004.75
Judgment/Lien Type: Tax
Broker Comment: THERE WAS MISREPORTING DONE ON DISTRIBUTION IN ERROR WHICH CREATED LARGER TAX CONSEQUENCE THAN PAID.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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