JOSEPH EVANOVICH is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 5001 UTICA RIDGE RD, STE 8, DAVENPORT, IA, 52807.
JOSEPH EVANOVICH has worked at AMERIPRISE FINANCIAL SERVICES, INC. since July 24, 1973
Disclosure History
JOSEPH EVANOVICH has 1 Disclosure Event(s).
Date: February 12, 1992 Category: Regulatory Initiated By: IOWA DEPARTMENT OF INSURANCE Allegations: FAILED TO COMPLETE SUFFICIENT CONTINUINGEDUCATION FOR THE CALENDAR YEAR 1991. Resolution: Consent SanctionDetails: Sanctions: Monetary/Fine SanctionDetails: Amount: $200.00 Sanction Details: PAID A $200.00 FINE AND NEEDED TO COMPLETE 3MORE HOURS OF CONTINUING EDUCATION, WHICH HAS BEEN DONE. Broker Comment: I WAS A HOURS SHORT OF 10 CONTINUING EDUCATIONHOURS FOR 1991 AND CHOSE TO PAY A $200.00 FINE, SIGN A ORDERAND CONSENT TO ORDER, AND COMPLETE 3 MORE HOURS OF CONTINUINGEDUCATION - OF WHICH I HAVE COMPLETED THOSE 3 HOURS ON 2/27/92
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