JOSEPH PETER FARHATT

JOSEPH PETER FARHATT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 13611 BARRETT OFFICE DR., STE. 100, MANCHESTER, MO, 63021.

JOSEPH PETER FARHATT has worked at LPL FINANCIAL LLC since October 17, 2011

Disclosure History

JOSEPH PETER FARHATT has 4 Disclosure Event(s).

Date: March 01, 2013
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: December 30, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: December 30, 2008
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 16, 2008
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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