JOSEPH BERT FELDMAN is currently employed as a Broker and/or Investment Adviser at BB&T SECURITIES, LLC located at 402 PAVILION CENTER, 2101 PARKS AVENUE, VIRGINIA BEACH, VA, 23451.

JOSEPH BERT FELDMAN has worked at BB&T SECURITIES, LLC since March 09, 2016

Disclosure History

JOSEPH BERT FELDMAN has 3 Disclosure Event(s).

Date: October 19, 2016
Category: Customer Dispute
Allegations: The Customer alleges unsuitable investment recommendations and omission of material facts from September 2014 to February 2016.
Damage Amount Requested: $9,000.00
Settlement Amount: $4,770.50
Broker Comment: RR Comments: To the best of my recollection, suitability and risk were discussed and this investment was in line with the client's objectives of income and growth. In compliance with regulatory protocol Merrill Lynch sent the client all the required prospectuses.

Date: July 15, 2016
Category: Regulatory

Date: February 17, 2016
Category: Employment Separation After Allegations
Firm Name: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Termination Type: Discharged
Allegations: Conduct involving failure to follow the Firm's directive related to an approved outside business activity.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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