JOSEPH MICHAEL FINKLER is currently employed as a Broker and/or Investment Adviser at FSC SECURITIES CORPORATION located at 3324 MAPLE GROVE ROAD, SUITE A, MUSKEGON, MI, 49441.
JOSEPH MICHAEL FINKLER has worked at FSC SECURITIES CORPORATION since September 20, 1995
Disclosure History
JOSEPH MICHAEL FINKLER has 6 Disclosure Event(s).
Date: February 01, 2013 Category: Judgment / Lien Judgment/Lien Amount: $2,111.00 Judgment/Lien Type: Tax Broker Comment: PULLED CREDIT REPORT ON MONDAY, JUNE 10,2013 AND SAW TAX LIENS. I CALLED THE GRAND RAPIDS, MI IRS OFFICE. THE TAX LIEN WAS ISSUED IN ERROR AND A "CERTIFICATE OF RELEASE" (FORM 1277-APPLICATION FOR WITHDRAWAL OF TAX LIENS) HAS BEEN INITIATED. AN INSTALLMENT AGREEMENT IS IMPLEMENTED FOR PRIOR TAX LIEN OF 2005/2006.
Date: October 01, 2012 Category: Judgment / Lien Judgment/Lien Amount: $15,733.00 Judgment/Lien Type: Tax Broker Comment: PULLED CREDIT REPORT ON MONDAY, JUNE 10,2013 AND SAW TAX LIENS. I CALLED THE GRAND RAPIDS, MI IRS OFFICE. THE TAX LIEN WAS ISSUED IN ERROR AND A "CERTIFICATE OF RELEASE" (FORM 1277-APPLICATION FOR WITHDRAWAL OF TAX LIENS) HAS BEEN INITIATED. AN INSTALLMENT AGREEMENT IS IMPLEMENTED FOR PRIOR TAX LIEN OF 2005/2006.
Date: September 01, 2012 Category: Judgment / Lien Judgment/Lien Amount: $41,990.00 Judgment/Lien Type: Tax Broker Comment: PULLED CREDIT REPORT ON MONDAY, JUNE 10,2013 AND SAW TAX LIENS. I CALLED THE GRAND RAPIDS, MI IRS OFFICE. THE TAX LIEN WAS ISSUED IN ERROR AND A "CERTIFICATE OF RELEASE" (FORM 1277-APPLICATION FOR WITHDRAWAL OF TAX LIENS) HAS BEEN INITIATED. AN INSTALLMENT AGREEMENT IS IMPLEMENTED FOR PRIOR TAX LIEN OF 2005/2006.
Date: December 01, 2004 Category: Judgment / Lien Judgment/Lien Amount: $14,406.00 Judgment/Lien Type: Tax Broker Comment: THE LIEN IS IN DISPUTE WORKING WITH IRS TO RESOLVE IT.
Date: May 01, 2004 Category: Judgment / Lien Judgment/Lien Amount: $9,754.00 Judgment/Lien Type: Tax Broker Comment: THE LIEN IS IN DISPUTE. WORKING WITH IRS TO RESOLVE THIS.
Date: September 11, 2000 Category: Customer Dispute Allegations: CLIENT ALLEGES UNSUITABLE AND UNAUTHORIZED TRADING IN JOINT AND IRA ACCOUNTS AND THAT REPRESENTATIVE CHURNED ACCOUNTS FOR HIS OWN BENEFIT AND THAT MARGIN OR OPTION TRADING WAS NEVER DISCUSSED WITH THEM. Damage Amount Requested: $208,418.00 Settlement Amount: $70,000.00
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