JOSEPH ALAN FREEDMAN

JOSEPH ALAN FREEDMAN is currently employed as a Broker and/or Investment Adviser at BB&T SECURITIES, LLC located at 300 SUMMERS ST, CHARLESTON, WV, 25301.

JOSEPH ALAN FREEDMAN has worked at BB&T SECURITIES, LLC since January 02, 2018

Disclosure History

JOSEPH ALAN FREEDMAN has 1 Disclosure Event(s).

Date: October 03, 1972
Category: Criminal
Charges: FELONY POSSESSION OF A DANGEROUS DRUG2 COUNTSFELONYCHARGES WHERE DISMISSED Charge Type: FELONY
Disposition: BOTH COUNTS WERE DISMISSED ON 5/21/1973

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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