JOSEPH GEORGE HAMELINE

JOSEPH GEORGE HAMELINE is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 40 Main Street, Suite 400, Burlington, VT, 05401.

JOSEPH GEORGE HAMELINE has worked at RAYMOND JAMES & ASSOCIATES, INC. since January 20, 2016

Disclosure History

JOSEPH GEORGE HAMELINE has 1 Disclosure Event(s).

Date: February 08, 2007
Category: Customer Dispute
Allegations: CUSTOMERS CLAIM THEY WERE INVESTED IN ALLEGEDLY UNSUITABLE CORPORATE BONDS, RESULTING IN LOSSES. NO DATES PROVIDED.
Damage Amount Requested: $79,000.00
Broker Comment: I DENY THE ALLEGATION AS THEY ARE WITHOUT MERIT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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