JOSEPH GEORGE HAVRAN is currently employed as a Broker and/or Investment Adviser at WESTMINSTER FINANCIAL SECURITIES, INC. located at 77 WALL ST #23, MADISON, CT, 06443.
JOSEPH GEORGE HAVRAN has worked at WESTMINSTER FINANCIAL SECURITIES, INC. since November 01, 2002
Disclosure History
JOSEPH GEORGE HAVRAN has 2 Disclosure Event(s).
Date: March 20, 2002 Category: Customer Dispute Allegations: ALLEGED UNSUITABLE AND OVERLY RISKY STOCK RECOMMENDATIONS AND UNSUITABLE USE OF MARGIN; ALLEGED MISREPRESENTATION. Damage Amount Requested: $1,100,000.00 Settlement Amount: $24,999.00
Date: March 05, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT HIS FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS AND CHURNED HIS ACCOUNT Damage Amount Requested: $80,000.00 Settlement Amount: $10,000.00
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