JOSEPH IPRAS HERMAN

JOSEPH IPRAS HERMAN is currently employed as a Broker and/or Investment Adviser at U.S. BANCORP INVESTMENTS, INC. located at 17020 REDMOND WAY, REDMOND, WA, 98052.

JOSEPH IPRAS HERMAN has worked at U.S. BANCORP INVESTMENTS, INC. since January 12, 2017

Disclosure History

JOSEPH IPRAS HERMAN has 1 Disclosure Event(s).

Date: December 02, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGES REGISTERED REPRESENTATIVE LIQUIDATED HIS BONDS IN MAY, 2008 IN ERROR.
Settlement Amount: $8,038.71
Broker Comment: THE FIRM HAS MADE A GOOD FAITH DETERMINATION THAT THE DAMAGES FROM THE ALLEGED CONDUCT ARE OVER $5,000.00.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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