JOSEPH LEE HURLEY

JOSEPH LEE HURLEY is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 1506 NE 4TH ST, BATTLE GROUND, WA, 98604.

JOSEPH LEE HURLEY has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since April 12, 2010

Disclosure History

JOSEPH LEE HURLEY has 2 Disclosure Event(s).

Date: March 12, 2018
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: August 07, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGES SHE TRANSFERRED HER 401 K TO AXA ADVISORS BASED ON THE AGENT'S REPRESENTATION THAT HER MONEY WAS GUARANTEED TO GROW 6%. CLIENT FURTHER ALLEGES THAT THE AGENT INFORMED HER AS AN ADDITIONAL PROMOTION SHE WOULD ALSO GET A 4% INCREASE ON HER ACCOUNT. CLIENT IS REQUESTING THE FIRM TO INVESTIGATE THE MATTER. DAMAGES ARE UNSPECIFIED.
Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER'S COMPLAINT.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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