JOSEPH MICHAEL JOHNSON is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 537 MARKET STREET, STE. 105, 1ST & 3RD FLOORS, CHATTANOOGA, TN, 37402.
JOSEPH MICHAEL JOHNSON has worked at RAYMOND JAMES & ASSOCIATES, INC. since April 26, 1994
Disclosure History
JOSEPH MICHAEL JOHNSON has 2 Disclosure Event(s).
Date: February 12, 2001 Category: Customer Dispute Allegations: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE UNDER THE CURRENT U4 BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT RESULT IN A SETTLEMENT OF $10,000 OR MORE.** FAILURE TO KEEP CLIENT INFORMED. NO DOLLAR AMOUNT SPECIFIED; FIRM ESTIMATES $5000 OR OVER. Damage Amount Requested: $5,000.00 Broker Comment: THIS DISCLOSURE IS NO LONGER REPORTABLE UNDER THE CURRENT U4 BECAUSE IT WAS FILED MORE THAN 24 MONTHS AND DID NOT RESULT IN A SETTLEMENT OF $10,000 OR MORE.
Date: January 20, 1997 Category: Regulatory
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