JOSEPH KEVIN KAISER is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 6249 S EAST ST, STE H, INDIANAPOLIS, IN, 46227-2089.
JOSEPH KEVIN KAISER has worked at AMERIPRISE FINANCIAL SERVICES, INC. since April 08, 2003
Disclosure History
JOSEPH KEVIN KAISER has 2 Disclosure Event(s).
Date: July 21, 2011 Category: Customer Dispute Allegations: CLIENT ALLEGED VARIABLE ANNUITY PURCHASED IN DECEMBER 2010 AND REIT PURCHASED IN NOVEMBER 2010 WERE MISREPRESENTED. Damage Amount Requested: $44,225.72
Date: September 19, 1996 Category: Customer Dispute Allegations: REGARDING THE 1993 PURCHASE OF A VARIABLEAPPRECIABLE LIFE (VAL) INSURANCE POLICY, THE CLIENT ALLEGEDMISREPRESENTATION CONCERNING FAILURE TO DISCLOSE MATERIALFACTS. THE COMPANY'S GOOD FAITH DETERMINATION OF THEAPPROXIMATE AMOUNT OF COMPENSATORY DAMAGES IS $10,206.25. Damage Amount Requested: $10,206.25 Settlement Amount: $10,206.25 Broker Comment: THE COMPANY RESCINDED THE POLICY AND RETURNEDTHE TOTAL PREMIUMS PAID TO THE CLIENT (ESTIMATED SETTLEMENTCOSTS:$10,206.25)THIS MATTER IS BEING REPORTED CONSISTENT WITHNASDR RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTENCUSTOMER COMPLAINTS AND SETTLEMENTS OF $10,000 OR MORE. THECOMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THEACTIONS OF THE REPRESENTATIVE.
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