JOSEPH MARTIN LATOUR

JOSEPH MARTIN LATOUR is currently employed as a Broker and/or Investment Adviser at CENTER STREET SECURITIES, INC. located at 2627 W. REPUBLIC ROAD, SUITE A 112, SPRINGFIELD, MO, 65807.

JOSEPH MARTIN LATOUR has worked at CENTER STREET SECURITIES, INC. since October 10, 2012

Disclosure History

JOSEPH MARTIN LATOUR has 2 Disclosure Event(s).

Date: July 08, 2010
Category: Regulatory
Initiated By: STATE OF MISSOURI DEPARTMENT OF INSURANCE, FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATION
Allegations: UNAPPROVED ADVERTISING
Resolution: VOLUNTARY FORFEITURE
Sanctions: FINE $4000

Date: June 20, 2009
Category: Regulatory
Initiated By: STATE OF MISSOURI DEPARTMENT OF INSURANCE, FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATION
Allegations: UNAPPROVED ADVERTISING
Resolution: FORFEITURE AGREEMENT
Sanctions: $2,000 FINE

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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