JOSEPH EUGENE LEONARD

JOSEPH EUGENE LEONARD is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 1776 Pleasant Plain Rd, Fairfield, IA, 52556.

JOSEPH EUGENE LEONARD has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since April 17, 2015

Disclosure History

JOSEPH EUGENE LEONARD has 1 Disclosure Event(s).

Date: May 26, 2015
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: THE REASON FOR THE BANKRUPTCY WAS DUE TO A DIAGNOSES AND TREATMENT OF CANCER WHICH EXHAUSTED SAVINGS, CAUSED LOST WAGES AND SIGNIFICANT MEDICAL EXPENSES

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JOSEPH EUGENE LEONARD, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.