JOSEPH BERNARD MAGNUS

JOSEPH BERNARD MAGNUS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 3801 KENNETT PIKE, B-200, GREENVILLE, DE, 19807.

JOSEPH BERNARD MAGNUS has worked at WELLS FARGO CLEARING SERVICES, LLC since October 01, 1999

Disclosure History

JOSEPH BERNARD MAGNUS has 2 Disclosure Event(s).

Date: August 29, 2003
Category: Customer Dispute
Allegations: CLAIMANTS ALLEGE UNSUITABLE, UNAUTHORIZED AND EXCESSIVE TRADING (I.E. CHURNING). CLAIMED DAMAGES IN EXCESS OF $100,000.00.
Damage Amount Requested: $250,000.00
Settlement Amount: $19,810.00
Broker Comment: CASE SETTLED IN MEDIATION FOR $19,810 WITH NO INDIVIDUAL CONTRIBUTION.

Date: January 01, 1971
Category: Criminal

More Information

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