JOSEPH CHARLES MERRILL is currently employed as a Broker and/or Investment Adviser at FSC SECURITIES CORPORATION located at 1807 A WEST PARK ROW, ARLINGTON, TX, 76013.
JOSEPH CHARLES MERRILL has worked at FSC SECURITIES CORPORATION since February 27, 2009
Disclosure History
JOSEPH CHARLES MERRILL has 1 Disclosure Event(s).
Date: February 27, 2007 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE THE REPRESENTATIVE SWITCHED THE PRODUCT IN THE FUND FAMILY WITHOUT THEIR KNOWLEDGE WHICH CAUSED LOSSES. Damage Amount Requested: $7,279.89 Settlement Amount: $17,403.88 Broker Comment: MR. MERRILL'S ACTION IN THIS INSTANCE WAS TO PROTECT THE CLIENT'S VALUE. THERE WERE NO COMMISSIONS INVOLVED IN THE MOVEMENT OF FUNDS FROM THE ORIGINAL ACCOUNT NOR AT THE TIME FUNDS WERE MOVED BACK TO THE ORIGINAL INVESTMENT.
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