JOSEPH RAYMOND MONTE CARLO is currently employed as a Broker and/or Investment Adviser at QUESTAR CAPITAL CORPORATION located at 5909 E SENTINEL ROCK RD, CAVE CREEK, AZ, 85331.
JOSEPH RAYMOND MONTE CARLO has worked at QUESTAR CAPITAL CORPORATION since March 05, 2014
Disclosure History
JOSEPH RAYMOND MONTE CARLO has 1 Disclosure Event(s).
Date: July 02, 2012 Category: Customer Dispute Allegations: CUSTOMER ALLEGED VARIABLE ANNUITY PRODUCT WAS UNSUITABLE AND INCURRED APPROXIMATELY $8000 IN SURRENDER CHARGES FROM THE EXCHANGE. Damage Amount Requested: $8,000.00 Broker Comment: CUSTOMER APPEARED TO HAVE BEEN PRESSURED BY ANOTHER RR TO DRAFT COMPLAINT DESPITE CUSTOMER'S LETTER SUGGESTING SHE DID WANT TO GO THROUGH WITH TRANSACTION, SHE IN FACT SUBSEQUENTLY DID.
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