JOSEPH SALVATORE MORELLO

JOSEPH SALVATORE MORELLO is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 445 BROADHOLLOW ROAD, SUITE 405, MELVILLE, NY, 11747.

JOSEPH SALVATORE MORELLO has worked at PRUCO SECURITIES, LLC. since February 15, 1982

Disclosure History

JOSEPH SALVATORE MORELLO has 2 Disclosure Event(s).

Date: July 17, 2009
Category: Regulatory
Initiated By: FLORIDA DEPT OF FINANCIAL SERVICES BUREAU OF AGENT AND AGENCY LICENSING
Allegations: UNKNOWINGLY DID NOT COMPLY WITH THE CONTINUING EDUCATION REQUIRMENTS REQUIRED BY SECTION 626.2815 FLORIDA STATUTES, AND RULE 69B-228-220, FLORIDA ADMINSTRATIVE CODE, FOR THE COMPLIANCE PERIOD ENDING MAY 31, 2009
Resolution: Stipulation and Consent SanctionDetails:
Sanctions: Civil and Administrative Penalty(ies)/Fine(s) SanctionDetails:
Amount: $250.00

Date: June 18, 2008
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

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