JOSEPH MICHAEL MURTAGH

JOSEPH MICHAEL MURTAGH is currently employed as a Broker and/or Investment Adviser at ROYAL ALLIANCE ASSOCIATES, INC. located at 8016 BIRDIE COURT, MATTHEWS, NC, 28104.

JOSEPH MICHAEL MURTAGH has worked at ROYAL ALLIANCE ASSOCIATES, INC. since November 19, 1989

Disclosure History

JOSEPH MICHAEL MURTAGH has 1 Disclosure Event(s).

Date: November 05, 1966
Category: Criminal
Charges: BURGLARY, MISDEAMNOR, PLEAD GUILTY. Charge Type: MISDEMEANOR
Disposition: PLEA OF GUILTY TO MISDEAMNOR BURGLARY CHARGE WHICH WAS REDUCED TO TRESPASSING. FINE $50.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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