JOSEPH RICE NEUHAUS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 5051 WESTHEIMER 20&21 FLOORS, HOUSTON, TX, 77056.
JOSEPH RICE NEUHAUS has worked at MORGAN STANLEY since November 18, 2011
Disclosure History
JOSEPH RICE NEUHAUS has 1 Disclosure Event(s).
Date: March 11, 2009 Category: Customer Dispute Allegations: CUSTOMER CLAIMED HIS INSTRUCTIONS TO SELL ALL MLPS IN ALL ACCOUNTS IN SEPTEMBER 2008 WERE NOT FOLLOWED. Damage Amount Requested: $77,956.00 Settlement Amount: $15,000.00
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