JOSEPH EDWARD NICKERSON

JOSEPH EDWARD NICKERSON is currently employed as a Broker and/or Investment Adviser at T. ROWE PRICE INVESTMENT SERVICES, INC. located at SIX FINANCIAL CENTER, 4435 PAINTERS MILL ROAD, OWINGS MILLS, MD, 21117.

JOSEPH EDWARD NICKERSON has worked at T. ROWE PRICE INVESTMENT SERVICES, INC. since March 16, 2016

Disclosure History

JOSEPH EDWARD NICKERSON has 1 Disclosure Event(s).

Date: December 30, 2003
Category: Criminal
Charges: Shoplifting "nConspiracy
Disposition: Dismissed
Broker Comment: Was a party to shoplifting. All documents have been removed except from FBI database for informal charges.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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