JOSEPH STEVEN PARKER

JOSEPH STEVEN PARKER is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 3543 NORTH CROSSING CIRCLE, VALDOSTA, GA, 31602.

JOSEPH STEVEN PARKER has worked at CETERA INVESTMENT SERVICES LLC since January 08, 2018

Disclosure History

JOSEPH STEVEN PARKER has 1 Disclosure Event(s).

Date: July 18, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: MY SON DIED IN A HIKING ACCIDENT ON JULY 16, 2013. AT THE TIME I WAS MAKING PAYMENTS ON TIME TO CITIBANK. DUE TO HIS DEATH, I WAS LATE ON MY PAYMENT AND CITIBANK SENT ME TO COLLECTIONS AND PAYMENT IN FULLL WAS DEMANDED. I DIDNT HAVE THE FULL AMOUNT TO PAY AND THEY REFUSED TO ACCEPT ANY PARTIAL PAYMENT ARRANGEMENT BUT DID OFFER A COMPROMISE AMOUNT, WHICH I ACCEPTED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JOSEPH STEVEN PARKER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.