JOSEPH CLARK PARSONS

JOSEPH CLARK PARSONS is currently employed as a Broker and/or Investment Adviser at ROYAL ALLIANCE ASSOCIATES, INC. located at 137 NORTH SECOND STREET, EASTON, PA, 18042.

JOSEPH CLARK PARSONS has worked at ROYAL ALLIANCE ASSOCIATES, INC. since December 07, 2006

Disclosure History

JOSEPH CLARK PARSONS has 1 Disclosure Event(s).

Date: September 28, 2005
Category: Customer Dispute
Allegations: CLIENT CLAIMS REGISTERED REPRESENTATIVE, MARK LUTZ, RECOMMENDED UNSUITABLE MUTUAL FUND AND VARIABLE ANNUITY INVESTMENTS BETWEEN DECEMBER 1999 AND JANUARY 2003.
Damage Amount Requested: $379,000.00
Settlement Amount: $60,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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