JOSEPH BRUCE PIENKOS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1337 COMMERCIAL WAY, SPRING HILL, FL, 34606.
JOSEPH BRUCE PIENKOS has worked at WELLS FARGO CLEARING SERVICES, LLC since February 25, 2010
Disclosure History
JOSEPH BRUCE PIENKOS has 2 Disclosure Event(s).
Date: September 27, 2013 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FA REPRESENTED THAT BOND INVESTMENT COULD NOT LOSE VALUE. (5/2/13 - 6/21/13)
Date: November 23, 2010 Category: Customer Dispute Allegations: THE CLIENTS' ATTORNEY ALLEGES LACK OF SUITABILITY OF A HARTFORD FLOATING RATE BOND FUND PURCHASED IN A MANAGED ACCOUNT. Damage Amount Requested: $95,000.00 Settlement Amount: $45,000.00 Broker Comment: FINANCIAL ADVISOR BELIEVES THAT THE RECOMMENDATIONS MADE TO THE CLIENT WERE APPROPRIATE BASED UPON THE CLIENT'S RISK TOLERANCE AND TIME HORIZON. THE CLIENT WAS VERY COMFORTABLE WITH THE SOLUTION AT THE TIME OF THE TRADE.
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