JOSEPH FREDERICK RETTINGER

JOSEPH FREDERICK RETTINGER is currently employed as a Broker and/or Investment Adviser at COORDINATED CAPITAL SECURITIES, INC. located at 601 MONTE ALTO DR. NE, ALBUQUERQUE, NM, 87123.

JOSEPH FREDERICK RETTINGER has worked at COORDINATED CAPITAL SECURITIES, INC. since September 03, 2004

Disclosure History

JOSEPH FREDERICK RETTINGER has 2 Disclosure Event(s).

Date: June 03, 2003
Category: Judgment / Lien
Judgment/Lien Amount: $12,853.07
Judgment/Lien Type: Tax
Broker Comment: I HAVE MADE PAYMENT ARRANGMENTS OF $400 PER MONTH TO BE PAID OFF IN 34 PAYMENTS

Date: September 01, 2000
Category: Judgment / Lien
Judgment/Lien Amount: $57,333.00
Judgment/Lien Type: Tax
Broker Comment: I HAVE SENT AN OFFER AND COMPROMISE TO THE IRS AND AM AWAITING THEIR REPLY.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JOSEPH FREDERICK RETTINGER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.