JOSEPH ARTHUR VERNON SEMPER is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 14 PENN PLZ, STE 905A, NEW YORK, NY, 10122.
JOSEPH ARTHUR VERNON SEMPER has worked at PFS INVESTMENTS INC. since February 25, 1997
Disclosure History
JOSEPH ARTHUR VERNON SEMPER has 2 Disclosure Event(s).
Date: March 20, 2017 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT HE INCURRED IRS TAX PENALTIES AND LOSSES ON HIS INVESTMENT AS A RESULT OF THE INVESTMENT RECOMMENDATIONS HE RECEIVED. Damage Amount Requested: $7,103.00 Settlement Amount: $6,000.00
Date: March 08, 2005 Category: Judgment / Lien Judgment/Lien Amount: $18,160.00 Judgment/Lien Type: Civil Broker Comment: I MADE AN OFFER TO SETTLE DEBT BY MAKING MONTLY PAYMENTS OF $200. WE HAD PREVILOSLY AGREED ON A MONTLY PAYMENT OF $500-$1000 BUT, I WAS UNABLE TO CONTINUE TO MAKE. I THEN REQUESTED A SMALLER AMOUNT THAT I BELIEVE I CAN MAKE BUT I WAS NOT ACCEPTED.
More Information
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