JOSEPH SCOTT STANKOWSKI

JOSEPH SCOTT STANKOWSKI is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 1111 W 22nd St., Ste 280, Oak Brook, IL, 60523.

JOSEPH SCOTT STANKOWSKI has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since March 28, 2018

Disclosure History

JOSEPH SCOTT STANKOWSKI has 7 Disclosure Event(s).

Date: June 28, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $106,248.00
Judgment/Lien Type: Tax
Broker Comment: I WAS NOT AWARE OF THIS LIEN AND HAVE CONTACTED AN ATTORNEY TO TRY AND RESOLVE

Date: August 20, 2010
Category: Financial
Type: Compromise
Disposition: PAID IN FULL

Date: May 04, 2010
Category: Regulatory
Initiated By: WISCONSIN
Allegations: DELINQUENT FOR WI STATE TAXES
Resolution: NOTICE OF REVOCATION SanctionDetails:
Sanctions: Revocation
Broker Comment: AS OF THE DATE OF THIS FILING, I HAVE RE-APPLIED FOR MY AGENT REGISTRATION IN THE STATE OF WISCONSIN AND IT HAS BEEN APPROVED AND REINSTATED.

Date: May 29, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $5,056.00
Judgment/Lien Type: Civil
Broker Comment: I WAS NOT AWARE OF THIS JUDGMENT AND AM TRYING TO GET INFORMATION FROM THE COURT.

Date: November 21, 2008
Category: Financial
Type: Compromise
Disposition: PAID IN FULL

Date: December 21, 2004
Category: Judgment / Lien
Judgment/Lien Amount: $5,725.00
Judgment/Lien Type: Tax
Broker Comment: I WAS NOT AWARE OF THIS LIEN AND HAVE CONTACTED AN ATTORNEY TO TRY AND RESOLVE

Date: August 26, 2003
Category: Judgment / Lien
Judgment/Lien Amount: $9,728.00
Judgment/Lien Type: Tax
Broker Comment: I WAS NOT AWARE OF THIS LIEN AND HAVE CONTACTED AN ATTORNEY TO TRY AND RESOLVE

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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