JOSEPH TROVATO is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 60 EAST 42ND STREET, NEW YORK, NY, 10165.
JOSEPH TROVATO has worked at J.P. MORGAN SECURITIES LLC since October 01, 2012
Disclosure History
JOSEPH TROVATO has 2 Disclosure Event(s).
Date: November 14, 2002 Category: Customer Dispute Allegations: THE CLIENT ALLEGED I DID NOT DISCLOSE THE SALES CHARGES TO HIM ON MUTUAL FUND PURCHASES. Damage Amount Requested: $14,122.65 Broker Comment: THE FIRM FOUND I PROVIDED THE CLIENT WITH FULL AND FAIR DISCLOSURE OF THE SALES CHARGES AND FEES FOR THE THREE DIFFERENT MUTUAL FUND SHARE CLASSES AVAILABLE TO PURCHASE.
Date: February 16, 1990 Category: Criminal Charges: POSESSION OF A CONTROLLED DANGEROUS SUBSTANCE (COCAINE)- 1 COUNT,(FELONY) POSESSION OF A CONTROLLED DANGEROUS SUBSTANCE (MARIJUANA)- 1 COUNT, POSSESSION OF DRUG PARAPHERNALIA - 1 COUNT, MISDEMEANOR CHARGES FOR 2 COUNTS, PLEAS WERE NOT GUILTY ALL 3 COUNTS WITH A PARTICIPATION IN THE WARREN COUNTY PRETRIAL INTERVENTION PROGRAM. NOT INVESTMENT RELATED. Charge Type: FELONY Disposition: SUCCESSFUL PARTICIPATION IN THE WARREN COUNTY PRETRIAL INTERVENTION PROGRAM, CHARGES WERE DISMISSED 03/18/1991 Broker Comment: ON 02/06/1990, I WAS PULLED OVER BY A STATE TROOPER ON I-80 (N.J.) FOR AN ILLEGAL LANE CHANGE. CONTROLLED SUBSTANCES WERE NOT FOUND ON MY POSSESSION, BUT IN MY CAR BY OTHER OCCUPANTS. CHARGES WERE DISMISSED.
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