JOSEPH DOMINIC VAGLICA is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 2615 CALDER AVE, STE 670, BEAUMONT, TX, 77702.
JOSEPH DOMINIC VAGLICA has worked at PFS INVESTMENTS INC. since November 26, 1996
Disclosure History
JOSEPH DOMINIC VAGLICA has 3 Disclosure Event(s).
Date: September 28, 2015 Category: Customer Dispute Allegations: client alleged that I transferred his metlife variable annuity to a Lincoln variable annuity without his consent and that he did not sign the toa or pwd. Settlement Amount: $23,617.56
Date: August 06, 2012 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT HE MISSED RECOVERY IN HIS ACCOUNT WHEN THE MARKET WENT DOWN DUE TO UNAUTHORIZED TRADING. Settlement Amount: $25,000.00 Broker Comment: THE FIRM DECIDED TO SETTLE THIS MATTER AND I WAS NOT REQUIRED TO CONTRIBUTE TO THE SETTLEMENT.
Date: November 04, 2011 Category: Financial Type: Bankruptcy Disposition: Discharged Broker Comment: DECREASED INCOME BY 40-50% AND LOSS OF SPOUSE AND THE SLOW ECONOMY ALL COMBINED WITH AN AREA DEVASTED BY HURRICANES GOT ME INTO A BIND I COULD NOT GET AWAY FROM
More Information
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