JOSEPH FRANK VALZ is currently employed as a Broker and/or Investment Adviser at CETERA FINANCIAL SPECIALISTS LLC located at 1053 PINELLAS BAYWAY, TIERRA VERDE, FL, 33715.
JOSEPH FRANK VALZ has worked at CETERA FINANCIAL SPECIALISTS LLC since March 05, 2001
Disclosure History
JOSEPH FRANK VALZ has 5 Disclosure Event(s).
Date: November 28, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: MEDICAL EXPENSES AND REAL ESTATE MARKET COLLAPSE LED TO A SHORT SALE FOR HOME PROPERTY.
Date: November 28, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: MEDICAL EXPENSES AND REAL ESTATE MARKET COLLAPSE LED TO A SHORT SALE FOR HOME PROPERTY.
Date: December 01, 2010 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: December 01, 2010 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: February 27, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGED ANNUITY TRANSFER TO NEW PRODUCT IN JUNE 2008 WAS UNSUITABLE. ALLEGATIONS DENIED AS A THOROUGH INTERNAL REVIEW WAS CONDUCTED UPONG RECEIPT OF THIS BUSINESS. Damage Amount Requested: $108,000.00
More Information
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