JOSEPH VAN DEUSEN is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 8888 KEYSTONE CROSSING, SUITE 500, INDIANAPOLIS, IN, 46240.
JOSEPH VAN DEUSEN has worked at PRUCO SECURITIES, LLC. since May 03, 2018
Disclosure History
JOSEPH VAN DEUSEN has 4 Disclosure Event(s).
Date: October 05, 2015 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Related to outstanding charges from ex-wife. Understanding better now the serious nature of disclosures, I would likely have acted differently if I had the opportunity to do it again.
Date: October 02, 2015 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Related to outstanding charges from ex-wife. Understanding better now the serious nature of disclosures, I would likely have acted differently if I had the opportunity to do it again.
Date: September 25, 2015 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Related to outstanding charges from ex-wife. Understanding better now the serious nature of disclosures, I would likely have acted differently if I had the opportunity to do it again.
Date: December 23, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: 2 student loans (Accounts: [acct#] & {acct#]) combined into one compromise. I asked about a payment deferral option, and they responded with this offer. It seemed to make financial sense, so after consulting with my compliance officer, I took it. Understanding better now the serious nature of disclosures, I would likely have acted differently if I had the opportunity to do it again.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for JOSEPH VAN DEUSEN, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.