JOSEPH EDWIN ZAWISTOWSKI

JOSEPH EDWIN ZAWISTOWSKI is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1891 GEORGETOWN RD, HUDSON, OH, 44236.

JOSEPH EDWIN ZAWISTOWSKI has worked at WELLS FARGO CLEARING SERVICES, LLC since September 04, 1990

Disclosure History

JOSEPH EDWIN ZAWISTOWSKI has 1 Disclosure Event(s).

Date: December 11, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGES THE FA SOLD STOCKS IN ACCOUNT WITHOUT AUTHORIZATION. (10/05/2007)
Damage Amount Requested: $10,000.00
Broker Comment: FA IS THE PORTFOLIO MANAGER AND HAS DISCRETION.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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