Joshua Dent

Joshua Dent is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 5601 NW 72ND ST, STE 154-E, OKLAHOMA CITY, OK, 73132.

Joshua Dent has worked at PFS INVESTMENTS INC. since September 19, 2017

Disclosure History

Joshua Dent has 3 Disclosure Event(s).

Date: April 21, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $641.00
Judgment/Lien Type: Civil

Date: February 20, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $704.00
Judgment/Lien Type: Civil

Date: May 16, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $1,717.00
Judgment/Lien Type: Civil
Broker Comment: I LOST MY JOB BACK ON 2012, NOW I AM GOING TO SCHOOL I WILL PAY THE DEBT WITH MY SCHOOL CHECK.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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