JOSHUA DORFMAN is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 1801 K ST NW STE 210, WASHINGTON, DC, 20006.
JOSHUA DORFMAN has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since August 20, 2014
Disclosure History
JOSHUA DORFMAN has 1 Disclosure Event(s).
Date: December 09, 2016 Category: Regulatory Initiated By: Minnesota Department of Commerce Allegations: Registered person failed to notify the MN Department of Commerce timely of an address change. Resolution: Order Sanctions: Representative agreed to voluntarily surrender insurance license in lieu of civil penalty.
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