JOSHUA ADAM HARRIS is currently employed as a Broker and/or Investment Adviser at STATE FARM VP MANAGEMENT CORP. located at ONE STATE FARM PLAZA, BLOOMINGTON, IL, 61710-0001.
JOSHUA ADAM HARRIS has worked at STATE FARM VP MANAGEMENT CORP. since June 21, 2012
Disclosure History
JOSHUA ADAM HARRIS has 1 Disclosure Event(s).
Date: April 14, 2014 Category: Customer Dispute Allegations: ALLEGATIONS ARE THAT THE REGISTERED REPRESENTATION HAD POOR FOLLOW-UP PROCEDURES FOR THE CUSTOMER'S FORMER EMPLOYER IN REGARDS TO THE CUSTOMER'S 401K ROLLOVER THAT WAS PROCESSED AS A FULL DISTRIBUTION OF FUNDS. Damage Amount Requested: $6,625.90 Settlement Amount: $6,625.90
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