JOSHUA MICHAEL PIANKO is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 3993 HOWARD HUGHES PARKWAY, SUITE 800, LAS VEGAS, NV, 89169.
JOSHUA MICHAEL PIANKO has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
JOSHUA MICHAEL PIANKO has 2 Disclosure Event(s).
Date: March 21, 2017 Category: Customer Dispute Allegations: CLIENT ALLEGED, INTER ALIA, THAT FA RECOMMENDED AND MISREPRESENTED OUTSIDE HEDGE FUND. ALLEGED DAMAGES UNSPECIFIED 2011
Date: May 08, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT FINANCIAL ADVISORS REPRESENTED AUCTION RATE SECURITIES TO BE LIQUID INVESTMENT IN NOVEMBER 2007. DAMAGES UNSPECIFIED. Settlement Amount: $200,000.00 Broker Comment: MORGAN STANLEY HAS REPORTED THE AMOUNT OF THIS SETTLEMENT IN ACCORDANCE WITH FINRA REGULATORY NOTICE 09-12 WITHOUT WAIVING ITS POSITION THAT THE NOTICE'S REQUIREMENT TO CALCULATE THE AMOUNT OF THIS SETTLEMENT BASED ON THE FULL PAR VALUE OF THE AUCTION RATE SECURITIES REPURCHASED FROM THE CUSTOMER IS IN ERROR.
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