JOSHUA J PRATTA

JOSHUA J PRATTA is currently employed as a Broker and/or Investment Adviser at BB&T SECURITIES, LLC located at 303 INTERNATIONAL CIRCLE SUITE 400, HUNT VALLEY, MD, 21030.

JOSHUA J PRATTA has worked at BB&T SECURITIES, LLC since August 08, 2017

Disclosure History

JOSHUA J PRATTA has 1 Disclosure Event(s).

Date: October 24, 2016
Category: Customer Dispute
Allegations: The Customer alleges misrepresentation and omission of material facts, unsuitable investment recommendations and unauthorized trading from October 2014 to August 2015.
Damage Amount Requested: $100,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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