JOSHUA TYLER REYNOLDS

JOSHUA TYLER REYNOLDS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1544 WINCHESTER AVE, ASHLAND, KY, 41101.

JOSHUA TYLER REYNOLDS has worked at LPL FINANCIAL LLC since July 21, 2010

Disclosure History

JOSHUA TYLER REYNOLDS has 1 Disclosure Event(s).

Date: December 11, 2017
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES ADVISOR SOLD HER AN UNSUITABLE STRUCTURED PRODUCT INVESTMENT AND MISREPRESENTATED THE PRODUCT. ACTIVITY PERIOD: 12/23/14 TO 12/11/17.
Damage Amount Requested: $6,278.34

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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