JUAN GUILLERMO HERRANS BARRERAS is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 15 2ND ST / 15 CALLE 2, GUAYNABO, PR, 00968.
JUAN GUILLERMO HERRANS BARRERAS has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since June 21, 2010
Disclosure History
JUAN GUILLERMO HERRANS BARRERAS has 3 Disclosure Event(s).
Date: August 29, 2016 Category: Customer Dispute Allegations: Unsuitable investment recommendations, misrepresentation and omission of material facts from January 2011 to December 2016. Damage Amount Requested: $500,000.00 Settlement Amount: $125,000.00
Date: June 10, 2015 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION AND OMISSION OF MATERIAL FACTS, AND UNSUITABLE INVESTMENT RECOMMENDATIONS FROM DECEMBER 2011 TO FEBRUARY 2015 Damage Amount Requested: $500,000.00 Settlement Amount: $250,000.00
Date: April 09, 2015 Category: Customer Dispute Allegations: THE CUSTOMERS ALLEGE UNSUITABLE INVESTMENT RECOMMENDATIONS AND MISREPRESENTATION AND OMISSION OF MATERIAL FACTS. Damage Amount Requested: $300,001.00 Settlement Amount: $55,000.00 Broker Comment: Portion of settlement amount paid by Merrill Lynch: $25,000.00Portion of settlement amount paid by UBS: $30,000.00 The Financial Advisor intends to seek expungement of this matter.
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