JUAN CARLOS LIMON is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 3725 Lawrenceville Suwanee Rd, Suite B-1, Suwanee, GA, 30024.
JUAN CARLOS LIMON has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since October 11, 2017
Disclosure History
JUAN CARLOS LIMON has 1 Disclosure Event(s).
Date: August 18, 2014 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE REPRESENTATIVE SHOULD HAVE OPENED THE ACCOUNT AS A CUSTODIAL ACCOUNT, IN THE NAME OF HER DAUGHTER, AND NOT AS AN INDIVIDUAL ACCOUNT IN HER NAME. CLIENT STATES THAT SHE WILL SUE REPRESENTATIVE IF THE IRS PLACES A TAX LIEN ON HER PROPERTY. CLIENT LIQUIDATED THE ACCOUNT, THAT SHE BELIEVED SHOULD HAVE BEEN OPENED IN HER DAUGHTER NAME, BUT NEVER REPORTED THE SALE TO THE IRS. CLIENT STATES THAT IRS SAID SHE OWES THEM IN EXCESS OF $24,000.00 IN UNPAID TAXES FROM THE SALE OF THE ASSETS. Damage Amount Requested: $24,248.00
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